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Andrew Martin Ochoa

Randolph Co Inc

Cincinnati, OH

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Current Employers
Randolph Co Inc

10653 Techwoods Circle Suite 101, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-14
OH RA APPROVED 2024-12-13
  • KY RA
    APPROVED
    Since 2025-02-14
  • OH RA
    APPROVED
    Since 2024-12-13

Branch Locations

10653 Techwoods Circle Suite 101, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apriem Advisors Irvine CA 09/2021 10/2024
The Rusty Monk Whittier CA 09/2014 09/2021
Unemployed Whittier CA 11/2024 12/2024
Randolph Co Inc Cincinnati OH 12/2024 Present
  • 09/2021 → 10/2024
    Apriem Advisors
    Irvine, CA
  • 09/2014 → 09/2021
    The Rusty Monk
    Whittier, CA
  • 11/2024 → 12/2024
    Unemployed
    Whittier, CA
  • 12/2024 → Present
    Randolph Co Inc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-05
  • S65 Uniform Investment Adviser Law Examination
    2022-07-05

View on SEC IAPD

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