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Cole Thomas Gardner

Ae Wealth Management, LLC

Topeka, KS

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-12-22
  • KS RA
    APPROVED
    Since 2021-12-22

Branch Locations

626 Sw Governor Place, Topeka, KS 66606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management Llc Topeka KS 12/2021 Present
Jones Advisory Group Topeka KS 05/2020 06/2021
Jones Advisory Group Topeka KS 06/2021 Present
Advisors Excel Topeka KS 07/2019 08/2019
Preferred Lawn Service Tecumseh KS 05/2018 08/2018
Panera Bread Topeka KS 06/2016 07/2017
University Of Kansas Lawrence KS 08/2017 05/2021
Washburn Rural High School Topeka KS 08/2013 05/2017
Gage Dental Group Topeka KS 09/2015 12/2017
Gage Dental Group Topeka KS 09/2021 12/2021
  • 12/2021 → Present
    Topeka, KS
  • 05/2020 → 06/2021
    Jones Advisory Group
    Topeka, KS
  • 06/2021 → Present
    Jones Advisory Group
    Topeka, KS
  • 07/2019 → 08/2019
    Advisors Excel
    Topeka, KS
  • 05/2018 → 08/2018
    Preferred Lawn Service
    Tecumseh, KS
  • 06/2016 → 07/2017
    Panera Bread
    Topeka, KS
  • 08/2017 → 05/2021
    University Of Kansas
    Lawrence, KS
  • 08/2013 → 05/2017
    Washburn Rural High School
    Topeka, KS
  • 09/2015 → 12/2017
    Gage Dental Group
    Topeka, KS
  • 09/2021 → 12/2021
    Gage Dental Group
    Topeka, KS
Other Businesses

Jones Advisory Group; Yes Investment Related; 626 SW Governor Pl, Topeka KS 66606; Financial Advisory Firm/Investment Firm; Financial Advisor; 5/12/2021; 173hrs/Mo; 130hrs/Mo during Securities Trading Hours; Kansas - Life, Accident & Health or Sickness. Visit with clients and prospects and provide investment advice and recommendations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-01
  • S65 Uniform Investment Adviser Law Examination
    2021-12-01

View on SEC IAPD

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