Joan Broussard Moody

Current Employers

Employment History

• 11/2002 → 01/2018
  Darnall, Sikes, Gardes & Frederick
  Lafayette, LA
• 05/2006 → 10/2019
  1St Global Capital Corp.
  Lafayette, LA
• 08/2006 → 10/2019
  1St Global Advisors, Inc.
  Lafayette, LA
• 06/2007 → 09/2025
  Avantax Insurance Services
  Lafayette, LA
• 01/2018 → Present
  Darnall, Sikes & Frederick (Corp. Of Certif. Public Accountants)
  Metairie, LA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Lafayette, LA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Lafayette, LA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lafayette, LA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2026 → Present
  Avantax Planning Partners, Inc.
  Dubuque, IA

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Lafayette, LA
• 2006-09-01 → 2019-10-25
  1St Global Advisors Inc
  Lafayette, LA

Other Businesses

1) DARNALL, SIKES & FREDERICK (A CORPORATION OF CERTIFIED PUBLIC ACCOUNTANTS) POSITION: PARTNER NATURE: CPA Firm INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/01/2002 Address: DESCRIPTION: null 2) DARNALL SIKES WEALTH PARTNERS LLC (formerly DSF WEALTH MANAGEMENT LLC) POSITION: Member and Financial Advisor NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/09/2018 ADDRESS: 2000 Kaliste Saloom Road, Suite 300, Lafayette LA 70508, United States DESCRIPTION: Normal duties associated with a Financial Advisor 3)Estate of H. B.; ESTATE EXECUTOR; Estate Succession; NIR; 1; 07/21/2016; Lafayette LA 70508; Executor 4)DSF WEALTH MANAGEMENT, LLC (FORMALLY DSF FINANCIAL SERVICES, LLC); FINANCIAL ADVISOR; FINANCIAL SERVICES; IR; Lafayette LA 70508; 6)R. B.; POA; GENERAL POWER OF ATTORNEY; NIR; 0; 11/13/2013; Lafayette LA 70508; manage and transact all financial activities for my mother's accounts

Exams

• S66 Uniform Combined State Law Examination
  2006-08-15