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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-26 |
Branch Locations
2310 Starmount Circle Sw, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integration Innovation, Inc. (I3) | Huntsville | AL | 06/2021 | 07/2022 |
| Brindlee Mountain Fire Apparatus | Union Grove | AL | 05/2020 | 08/2020 |
| University Of Evansville | Evansville | IN | 08/2017 | 05/2021 |
| Piedmont Recreation Association | Huntsville | AL | 05/2014 | 08/2020 |
| Huntsville City Schools | Huntsville | AL | 08/2010 | 05/2017 |
| New York Life Insurance Co | Huntsville | AL | 02/2022 | Present |
| Nylife Securities Llc | Huntsville | AL | 07/2022 | Present |
| Randolph High School | Huntsville | AL | 08/2022 | Present |
| Eagle Strategies Llc | Huntsville | AL | 04/2024 | Present |
| Smith Financial Group, Llc | Huntsville | AL | 05/2025 | Present |
[Randolph High School; Assistant Varsity Swim Coach for Randolph Highschool and Middle School students. Attend practices throughout the week and meets that are either on the weekends or after work hours.; 4915 Garth Road SE Huntsville, AL 35802; Start Date 08/2022; Role/Title: Educator/Instructor; Not Investment Related; 30 hours per month; 0 hours per month during securities trading hours][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 2310 Starmount Circle SW, Huntsville, AL 35801; Start Date 10/2024; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Rotaract Club of Huntsville Board ; Board Member. Young professional community organization in Huntsville, AL.; P.O. Box 690, Huntsville, AL 35804.; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; recruiting] [OPERATING UNDER THE DBA NAME OF Smith Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; HUNTSVILLE AL; START DATE: 05/2025][Accelerate BNI Chapter; BNI is a networking organization that connects professionals from various industries to pass referrals.; 3101 Burritt Dr SE, Huntsville, AL 35801; Start Date 06/2025; Role/Title: Board Member; Not Investment Related; 6 hours per month; 4 hours per month during securities trading hours; president]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-31 |
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