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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-04
  • MN RA
    APPROVED
    Since 2025-09-04

Branch Locations

2701 University Avenue Se, Minneapolis, MN 55414-3238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Resource Group Minneapolis MN 12/2021 10/2024
At&T Maple Grove MN 01/2018 12/2021
Independent Contractor Saint Paul MN 03/2011 08/2022
Maplebrook Soccer Association Maple Grove MN 08/2024 Present
Cetera Wealth Services, Llc El Segundo CA 10/2024 Present
Gifford Financial Minneapolis MN 07/2024 Present
Cetera Advisor Networks Llc El Segundo CA 08/2023 10/2024
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/2021 → 10/2024
    North Star Resource Group
    Minneapolis, MN
  • 01/2018 → 12/2021
    At&T
    Maple Grove, MN
  • 03/2011 → 08/2022
    Independent Contractor
    Saint Paul, MN
  • 08/2024 → Present
    Maplebrook Soccer Association
    Maple Grove, MN
  • 10/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2024 → Present
    Gifford Financial
    Minneapolis, MN
  • 08/2023 → 10/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: GIFFORD FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE COORDINATOR BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SUPPORT TO ADVISORS AND CLIENTS 2. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 3.. NAME OF OTHER BUSINESS: MAPLEBROOK SOCCER ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 13570 GROVE DR #109, MAPLE GROVE, MN 55311 NATURE OF BUSINESS: YOUTH SOCCER START DATE: 08/2024 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: COACH BRIEF DESCRIPTION OF DUTIES: COACHING YOUTH SOCCER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-03
  • S66 Uniform Combined State Law Examination
    2025-09-03

View on SEC IAPD

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