Best Investors Account Sign in

Brenda Lynn Goeken

Capital Client Group, Inc.

Carmel, IN

Los Angeles, CA

Westfield, IN

Claim This Profile
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-12-05
  • IN RA
    APPROVED
    Since 2019-12-05

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Demotte IN 08/2003 10/2018
Bison Financial Valparaiso IN 11/2018 11/2019
Unemployed Demotte IN 10/2018 11/2018
American Funds Carmel IN 11/2019 04/2020
American Funds Carmel CA 04/2020 01/2021
American Funds Carmel IN 01/2021 07/2023
American Funds Carmel IN 07/2023 Present
  • 08/2003 → 10/2018
    Edward Jones
    Demotte, IN
  • 11/2018 → 11/2019
    Bison Financial
    Valparaiso, IN
  • 10/2018 → 11/2018
    Unemployed
    Demotte, IN
  • 11/2019 → 04/2020
    American Funds
    Carmel, IN
  • 04/2020 → 01/2021
    American Funds
    Carmel, CA
  • 01/2021 → 07/2023
    American Funds
    Carmel, IN
  • 07/2023 → Present
    American Funds
    Carmel, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-18
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S66 Uniform Combined State Law Examination
    2007-01-18
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14
Other Names
  • Brenda Lynn Hedrick
  • Brenda Lynn Mullen
  • Brenda Lynn Goeken
  • Brenda L Goeken

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor