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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-01 |
Branch Locations
3440 Hamilton Blvd., Allentown, PA 18103 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Greater Philadelphia | Allentown | PA | 12/2020 | 10/2021 |
| Wesley Works Llc | Emmaus | PA | 07/2018 | Present |
| Lower Macungie Township | Lower Macungie | PA | 06/2015 | 11/2020 |
| Unemployed | Wescosville | PA | 10/2021 | 11/2021 |
| Legacy Planning Partners | Allentown | PA | 12/2021 | 06/2023 |
| Fedex Ground | Breinigsville | PA | 05/2020 | 06/2021 |
| Desales University | Center Valley | PA | 08/2019 | 05/2021 |
| Jf Enterprises | Wescosville | PA | 08/2020 | Present |
| Student | Emmaus | PA | 12/2011 | 06/2021 |
| Legacy Planning Partners | Allentown | PA | 06/2023 | Present |
| Commonwealth Financial Network | Waltham | MA | 06/2023 | 10/2025 |
| Hub International Investment Services Inc. | Kansas City | MO | 11/2024 | Present |
| Lpl Financial Llc | Allentown | PA | 10/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2025 | Present |
1) 2025-10-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-04-23 - hrs/mth - hrs/mth during trading 2) 2025-10-01 - HUB INTERNATIONAL - Outside/W-2 Employment - N - See DBA - 2025-04-23 - 0hrs/mth - 0hrs/mth during trading 3) 2025-10-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - LEGACY PLANNING, A HUB INTERNATIONAL COMPANY - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-04-23 - hrs/mth - hrs/mth during trading 4) 2025-10-01 - WESLEYWORKS - Outside/W-2 Employment - N - 500 Chestnut St., Emmaus, PA 18049 - 2025-04-23 - 20hrs/mth - 0hrs/mth during trading 5) 2025-10-08 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Y - at reported business location(s) - 2025-04-23 - 160hrs/mth - 8hrs/mth during trading - 6) 2025-10-08 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2025-04-23 - 160hrs/mth - 8hrs/mth during trading 7) 2025-10-08 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - LEGACY PLANNING, A HUB INTERNATIONAL COMPANY - Registered Investment Advisor DBA - Y - at reported business location(s) - 2025-04-23 - 160hrs/mth - 8hrs/mth during trading - 8) 2026-05-11 - Lehigh Valley Entertainment Services LLC - Business Owner - N - at reported business location(s) - 2025-04-23 - 36hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-17 |
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