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Andrew John Duffy

J.P. Morgan Securities LLC

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
CO RA APPROVED 2022-01-31
  • TX RA
    APPROVED
    Since 2022-11-16
  • CO RA
    APPROVED
    Since 2022-01-31

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Denver CO 11/2021 Present
Jpmorgan Chase Bank, N.A. Denver CO 11/2021 Present
Aspen Grove Capital Llc Avon CO 07/2021 10/2021
Long Arc Capital New York NY 09/2020 11/2020
The Pitcher Inn Warren VT 08/2019 11/2019
Aj's Window Washing Fayston VT 05/2014 10/2019
Dartmouth College Hanover NH 03/2018 08/2021
  • 11/2021 → Present
    J.P. Morgan Securities Llc
    Denver, CO
  • 11/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Denver, CO
  • 07/2021 → 10/2021
    Aspen Grove Capital Llc
    Avon, CO
  • 09/2020 → 11/2020
    Long Arc Capital
    New York, NY
  • 08/2019 → 11/2019
    The Pitcher Inn
    Warren, VT
  • 05/2014 → 10/2019
    Aj's Window Washing
    Fayston, VT
  • 03/2018 → 08/2021
    Dartmouth College
    Hanover, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-31
  • S66 Uniform Combined State Law Examination
    2022-01-31
Other Names
  • Drew Duffy
  • Andrew Duffy

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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