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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-18 |
Branch Locations
Cwm Retail, Sales 1040 Boston Post Road, Rye, NY 10580 • United States
Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hollow Brook Golf Course | Cortlandt | NY | 04/2014 | 03/2017 |
| Hudson Valley Steak House | Yorktown Heights | NY | 04/2017 | 10/2020 |
| Citibank | Mohegan Lake | NY | 04/2017 | Present |
DOORDASH.; Not Investment-related; Nature: Delivery services.; Yorktown Heights, NY; Started: March 1, 2024.; Title: Driver/delivery.; Duties: I will pick up and drop off food order for a tip/fee.; 0. hours are devoted each month during securities trading hours; 6-10. hours are devoted each month outside of securities trading hours. /////Insta Cart.; Not Investment-related; Nature: Delivery services.; Yorktown Heights, NY; Started: March 2,2024; Title: Driver/deliveries.; Duties: I will be picking up and dropping off deliveries for a tip/fee.; 0. hours are devoted each month during securities trading hours; 6-10. hours are devoted each month outside of securities trading hours. /////MJM PHOTO LLC.; Not Investment-related; Nature: events/photos.; Yorktown Heights, NY; Started: March 8,2024.; Title: Owner.; Duties: pictures/film services for wedding/birthday parties/private events. ; 0. hours are devoted each month during securities trading hours; 6-10. hours are devoted each month outside of securities trading hours. /////OA name: HUDSON VALLEY STEAKHOUSE, Nature: (Restaurant), (Investment-related: No, Location: Yorktown heights, NY, started 01/02/2026), Title: Server, Duties: Server / Waiter, Hours: (0 trading hours/month, 6-10 non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-16 |
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