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John Michael Suozzo

Wells Fargo Clearing Services, LLC

Melville, NY

Rye Brook, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-06-21
  • CT RA
    APPROVED
    Since 2021-06-21

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

243 S Ridge St, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Rye Brook NY 07/2000 Present
Wells Fargo Advisors, Llc Rye Brook NY 02/2015 11/2016
Wells Fargo Clearing Services, Llc Rye Brook NY 11/2016 Present
  • 07/2000 → Present
    Wells Fargo Bank, Na
    Rye Brook, NY
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Rye Brook, NY
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rye Brook, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-05
S63 Uniform Securities Agent State Law Examination 2015-04-07
  • S66 Uniform Combined State Law Examination
    2021-03-05
  • S63 Uniform Securities Agent State Law Examination
    2015-04-07
Other Names
  • John Michael Suozzo

View on SEC IAPD

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