Best Investors Account Sign in

George Gargiulo

J.P. Morgan Securities LLC

Rye Brook, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2019-11-08
NJ RA APPROVED 2018-04-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2019-11-08
  • NJ RA
    APPROVED
    Since 2018-04-16

Branch Locations

150 S Ridge St, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Rye Brook NY 04/2011 Present
J.P. Morgan Securities Llc Rye Brook NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-11
S63 Uniform Securities Agent State Law Examination 2010-04-27
  • S66 Uniform Combined State Law Examination
    2018-04-11
  • S63 Uniform Securities Agent State Law Examination
    2010-04-27
Other Names
  • George J Gargiulo
  • George J Gargiulo
  • George Gargiulo
  • George Joseph Gargiulo
  • George Gargiulo

View on SEC IAPD

Other Firms

SCHULTZE ASSET MANAGEMENT, LP
MEYER HANDELMAN COMPANY LLC
RESOLUTION CAPITAL (US) LIMITED
HAWKS POINT CAPITAL PARTNERS LLC
OXLER PRIVATE WEALTH
CADENT ENERGY PARTNERS
BEACON FINANCIAL ADVISORS
CAMP EIGHT MANAGEMENT, INC.

Other Investors

JESSICA MICHELLE DEMLER
MARTHA L RAGHUNAUTH
MASAHIRO ALBERTO YAMAZAKI
JONATHAN MARC NADLER
Connor Brett Abernathy
BENJAMIN DAVIS ROBINS
RONALD M ROBINS
Jason Auerbach

Other Offices

SCHULTZE ASSET MANAGEMENT, LP · RYE BROOK, NY
MEYER HANDELMAN COMPANY LLC · RYE BROOK, NY
RESOLUTION CAPITAL (US) LIMITED · RYE BROOK, NY
HAWKS POINT CAPITAL PARTNERS LLC · RYE BROOK, NY
OXLER PRIVATE WEALTH · RYE BROOK, NY
CADENT ENERGY PARTNERS · RYE BROOK, NY
BEACON FINANCIAL ADVISORS · RYE BROOK, NY
CAMP EIGHT MANAGEMENT, INC. · RYE BROOK, NY

More in Rye Brook, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor