Christopher Simon Johnson

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Bank Usa, N.A.	Westport	CT	05/2016	04/2017
Hsbc Securities (Usa) Inc.	Westport	CT	05/2016	04/2017
Citibank, N.a.	New York	NY	04/2017	01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	White Plains	NY	01/2020	10/2022
Bank Of America N.A.	White Plains	NY	01/2020	10/2022
J.P. Morgan Securities Llc	Rye	NY	11/2022	Present
Jpmorgan Chase Bank, N.A.	Rye	NY	11/2022	Present
Citigroup Global Markets Inc	New York	NY	04/2017	12/2019

05/2016 → 04/2017

Hsbc Bank Usa, N.A.

Westport, CT
05/2016 → 04/2017

Hsbc Securities (Usa) Inc.

Westport, CT
04/2017 → 01/2020

Citibank, N.a.

New York, NY
01/2020 → 10/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY
01/2020 → 10/2022

Bank Of America N.A.

White Plains, NY
11/2022 → Present

J.P. Morgan Securities Llc

Rye, NY
11/2022 → Present

Jpmorgan Chase Bank, N.A.

Rye, NY
04/2017 → 12/2019

Citigroup Global Markets Inc

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-17
S63	Uniform Securities Agent State Law Examination	2008-03-03

Other Firms