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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-26 |
Branch Locations
243 S Ridge St, Rye Brook, NY 10573 • United States
674 N Broadway, White Plains, NY 10603 • United States
68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Newburgh | NY | 02/2016 | 06/2019 |
| Jpmorgan Chase Bank | Newburgh | NY | 02/2016 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Croton On Hudson | NY | 05/2022 | 07/2023 |
| Wells Fargo Bank, Na | Croton On Hudson | NY | 05/2022 | 07/2023 |
| Enterprise Rental | Croton | NY | 09/2021 | 05/2022 |
| Unemployed | Poughkeepsie | NY | 12/2020 | 09/2021 |
| J.P. Morgan Chase | Albany | NY | 06/2019 | 11/2020 |
| Td Private Client Wealth Llc | White Plains | NY | 07/2023 | 09/2024 |
| Td Bank N.A. | White Plains | NY | 07/2023 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Purchase | NY | 09/2024 | Present |
BREAD AND BUTTER PICKLEBALL COMPANY; NOT INV RELATED; VERO BEACH, CA; BRAND AMBASSADOR; START DATE 5/1/2024; 10 HOURS PER MONTH; 0 DURING TRADING; USE BRAND PADDLE WHEN PLAYING PICKLEBALL AND PROVIDE INFORMATION ON PADDLE TO POTENTIAL CUSTOMERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-07 |
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