Daniel Brendan Lacey

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-01-09
TX	RA	APPROVED	2023-10-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Rasco's Pizza	Boonsboro	MD	09/2018	07/2020
Senior Benefit Services, Inc.	Thurmont	MD	01/2021	12/2021
Financial Foundations, Inc.	Mount Airy	MD	12/2021	09/2022
Boonsboro High School	Boonsboro	MD	08/2015	06/2019
Marietta College	Marietta	OH	08/2019	12/2019
Hagerstown Community College	Hagerstown	MD	01/2020	08/2020
Towson University	Towson	MD	09/2020	05/2022
Dfpg Investments, Llc	Sandy	UT	04/2022	09/2022
Jacob William Advisory	Timonium	MD	09/2022	09/2023
Cwm, Llc	Omaha	NE	09/2022	09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baltimore	MD	09/2023	Present
Bank Of America N.A.	Baltimore	MD	11/2023	Present

09/2018 → 07/2020

Rasco's Pizza

Boonsboro, MD
01/2021 → 12/2021

Senior Benefit Services, Inc.

Thurmont, MD
12/2021 → 09/2022

Financial Foundations, Inc.

Mount Airy, MD
08/2015 → 06/2019

Boonsboro High School

Boonsboro, MD
08/2019 → 12/2019

Marietta College

Marietta, OH
01/2020 → 08/2020

Hagerstown Community College

Hagerstown, MD
09/2020 → 05/2022

Towson University

Towson, MD
04/2022 → 09/2022

Dfpg Investments, Llc

Sandy, UT
09/2022 → 09/2023

Jacob William Advisory

Timonium, MD
09/2022 → 09/2023

Cwm, Llc

Omaha, NE
09/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD
11/2023 → Present

Bank Of America N.A.

Baltimore, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-26

Other Firms