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Rian Geoffrey Denich

Prosperitas Financial, LLC

Valencia, CA

CRD 7471301

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Employer firm

Prosperitas Financial, LLC CRD 315768

$812M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Prosperitas Financial, Llc

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-22
  • CA RA
    APPROVED
    Since 2021-11-22

Branch Locations

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dapper Dan's Car Wash Santa Clarita CA 04/2014 04/2019
Wells Fargo Bank N.A. Santa Clarita CA 04/2019 04/2021
Prosperitas Financial, Llc Santa Clarita CA 04/2021 Present
  • 04/2014 → 04/2019
    Dapper Dan's Car Wash
    Santa Clarita, CA
  • 04/2019 → 04/2021
    Wells Fargo Bank N.A.
    Santa Clarita, CA
  • 04/2021 → Present
    Prosperitas Financial, Llc
    Santa Clarita, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-27
  • S65 Uniform Investment Adviser Law Examination
    2021-10-27

View on SEC IAPD

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Nearby Investors

CHRISTOPHER MATTHEW INGRAM
JENNIFER CARYN BROWN
BYRON PATRICIO ALVARADO

Nearby Offices

PROSPERITAS FINANCIAL, LLC · Valencia, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Valencia, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA

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