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2691 State Route 9, Malta, NY 12020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chic's Marina | Bolton Landing | NY | 05/2018 | 09/2018 |
| Retirement Planning Group, Llc | Malta | NY | 09/2021 | Present |
| Chic's Marina | Bolton Landing | NY | 05/2019 | 09/2019 |
| Chic's Marina | Bolton Landing | NY | 05/2020 | 07/2020 |
| Cate's Italian Garden | Bolton Landing | NY | 07/2020 | 09/2020 |
| Siena College | Loudonville | NY | 09/2017 | 09/2021 |
| Hoffmans Car Wash | Clifton Park | NY | 06/2017 | 09/2017 |
| Unemployed | Mechanicville | NY | 01/2014 | 06/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2026 | Present |
1. Retirement Planning Group, LLC. Investment-Related. At Registered Location. RIA. Financial Advisor/Analyst. 09/2021. 160 hrs/month. 120 hrs during securities hrs. Meeting with clients and structuring investment models to align with retirement goals.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-09 |
| S65 | Uniform Investment Adviser Law Examination | 2025-04-15 |
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