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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-16 |
| CA | RA | APPROVED | 2022-03-07 |
Branch Locations
27201 Puerta Real Ste 220, Mission Viejo, CA 92691 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | San Juan Capistrano | CA | 10/2021 | Present |
| Wells Fargo Bank, Na | San Juan Capistrano | CA | 11/2007 | Present |
FRESH PAWS MOBILE SPA LLC, INV RELATED, FULLERTON, CA, 45% OWNERSHIP, START DATE: 8/18/23, 16 HRS PER MONTH, 0 HRS DURING TRADING. GUARDIAN ASSISTED LIVING LLC; NOT INV RELATED; RIVERSIDE, CA; 10% OWNERSHIP; START DATE 6/17/2024; 1 HOUR PER MONTH; 0 DURING TRADING; CO-OWNER OF ASSISTED LIVING FACILITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-07 |
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