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Traci Ann Miller

Ubs Financial Services Inc.

Portland, OR

Lake Oswego, OR

Beaverton, OR

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-06-06
  • WA RA
    APPROVED
    Since 2022-06-06

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

5300 Sw Meadows Road Suite 300, Lake Oswego, OR 97035 • United States

Beaverton, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Portland OR 11/2021 Present
Peregrine Sports Llc (Portland Timbers) Portland OR 01/2013 11/2021
  • 11/2021 → Present
    Ubs Financial Services Inc
    Portland, OR
  • 01/2013 → 11/2021
    Peregrine Sports Llc (Portland Timbers)
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-05
  • S66 Uniform Combined State Law Examination
    2022-06-05
Other Names
  • Traci Ann Swanson

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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