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70 Gedney Way, White Plains, NY 10605 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-07 |
| CT | RA | APPROVED | 2018-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 11/2007 | 12/2017 |
| Prato Capital Management | White Plains | NY | 01/2018 | Present |
RUFUS LABS, INC.; NON-INVESTMENT RELATED; LOS ANGELES, CA; SILENT INVESTOR; 0 HOURS/MONTH ON THIS ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-26 |
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