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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-01-31
  • AZ RA
    APPROVED
    Since 2023-01-31

Branch Locations

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Scottsdale AZ 05/2022 Present
Massmutual Life Insurance Co Scottsdale AZ 05/2022 Present
Stratos Wealth Partners Elmhurst IL 10/2021 05/2022
Self-Employed Tempe AZ 10/2020 10/2021
Carvana Tempe AZ 05/2019 10/2020
Arizona State University Tempe AZ 08/2016 05/2020
Lpl Financial Llc Elmhurst IL 10/2021 03/2022
  • 05/2022 → Present
    Scottsdale, AZ
  • 05/2022 → Present
    Massmutual Life Insurance Co
    Scottsdale, AZ
  • 10/2021 → 05/2022
    Stratos Wealth Partners
    Elmhurst, IL
  • 10/2020 → 10/2021
    Self-Employed
    Tempe, AZ
  • 05/2019 → 10/2020
    Carvana
    Tempe, AZ
  • 08/2016 → 05/2020
    Arizona State University
    Tempe, AZ
  • 10/2021 → 03/2022
    Lpl Financial Llc
    Elmhurst, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-21
  • S66 Uniform Combined State Law Examination
    2023-01-21
Other Names
  • Mitch Mendel

View on SEC IAPD

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