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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-17
HI RA APPROVED 2022-10-25
  • TX RA
    APPROVED
    Since 2023-01-17
  • HI RA
    APPROVED
    Since 2022-10-25

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 10/2021 Present
Hertz Beaverton OR 07/2018 10/2020
Unemployed Beaverton OR 10/2020 10/2021
Willamette University Salem OR 08/2014 06/2018
Willamette University Salem OR 09/2017 01/2018
Billabong Honolulu HI 06/2016 01/2018
Bank Of America, N.A. Honolulu HI 08/2022 Present
  • 10/2021 → Present
    Honolulu, HI
  • 07/2018 → 10/2020
    Hertz
    Beaverton, OR
  • 10/2020 → 10/2021
    Unemployed
    Beaverton, OR
  • 08/2014 → 06/2018
    Willamette University
    Salem, OR
  • 09/2017 → 01/2018
    Willamette University
    Salem, OR
  • 06/2016 → 01/2018
    Billabong
    Honolulu, HI
  • 08/2022 → Present
    Bank Of America, N.A.
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-05
  • S66 Uniform Combined State Law Examination
    2022-08-05

View on SEC IAPD

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