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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-04
  • MN RA
    APPROVED
    Since 2024-04-04

Branch Locations

100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Minneapolis MN 10/2021 Present
Massmutual Life Insurance Co Minneapolis MN 05/2023 Present
Caribou Coffee Mankato MN 07/2015 08/2017
Mankato State University Mankato MN 07/2015 05/2018
Caribou Coffee Mankato MN 11/2017 05/2018
Bell International Laboratories Eagan MN 05/2018 06/2020
241 Construction Minneapolis MN 06/2020 07/2021
Elder Jones Construction Bloomington MN 07/2021 10/2021
  • 10/2021 → Present
    Minneapolis, MN
  • 05/2023 → Present
    Massmutual Life Insurance Co
    Minneapolis, MN
  • 07/2015 → 08/2017
    Caribou Coffee
    Mankato, MN
  • 07/2015 → 05/2018
    Mankato State University
    Mankato, MN
  • 11/2017 → 05/2018
    Caribou Coffee
    Mankato, MN
  • 05/2018 → 06/2020
    Bell International Laboratories
    Eagan, MN
  • 06/2020 → 07/2021
    241 Construction
    Minneapolis, MN
  • 07/2021 → 10/2021
    Elder Jones Construction
    Bloomington, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-22
S63 Uniform Securities Agent State Law Examination 2023-09-18
  • S65 Uniform Investment Adviser Law Examination
    2024-03-22
  • S63 Uniform Securities Agent State Law Examination
    2023-09-18

View on SEC IAPD

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