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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2022-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Pacific Bank | Honolulu | HI | 03/2020 | Present |
| Td Bank N.A. | Northfield | NJ | 09/2014 | 01/2020 |
| Lpl Financial Llc | Honolulu | HI | 11/2021 | Present |
1) 11/2021- Central Pacific Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- Honolulu HI 2) 11/2021- CP Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- Honolulu HI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-13 |
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