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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-26
  • MO RA
    APPROVED
    Since 2022-01-26

Branch Locations

1628 Clarkson Road, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Louis MO 03/2006 09/2018
Td Ameritrade, Inc. St. Louis MO 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab & Co., Inc. Chesterfield MO 12/2022 Present
Charles Schwab Bank Chesterfield MO 07/2022 Present
  • 03/2006 → 09/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Chesterfield, MO
  • 07/2022 → Present
    Charles Schwab Bank
    Chesterfield, MO
Previous Registrations
  • 2018-02-26 → 2023-07-06
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Desperes, MO
    Chesterfield, MO
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
    St Louis, MO
    Chesterfield, MO
  • 2017-03-28 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) Name: Webster Gardens Lutheran Church, Missions Team, Role: team member, Type: Board Service, Start Date: 03/13/2019, Investment Related?: No, Address: 8749 Watson Rd, Webster Groves, MO 63119, Number of Hours/Mo: 2, Duties: Assist in researching missions groups, help coach, schedule, market, communicate and support missions groups at/ through our church. Vote on allocation of funds in some instances as there is a missions budget though the church. Start date above is the first date I sat in on the Missions Team meeting, 3/13/2019. I would say I have audited the team meetings the majority of 2019. 2) Name: The Lutheran Church of Webster Gardens, Role: volunteer, Type: Other, Start Date: 02/18/2020, Investment Related?: No, Address: 8749 Watson Rd, Webster Groves, MO 63119, Number of Hours/Mo: 2, Duties: Local mission trip co-leader, Vacation Bible School and/or fixing/replacing a kids playground at a church. Raking leaves for neighbors and people in community, helping local kids in afterschool programs, landscaping, yard cleaning, set up and break down of various church events and funerals, general church out reach events, ect...

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-28
S63 Uniform Securities Agent State Law Examination 2007-03-21
  • S66 Uniform Combined State Law Examination
    2017-03-28
  • S63 Uniform Securities Agent State Law Examination
    2007-03-21
Other Names
  • Beth Peacock
  • Beth A Peacock

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