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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 03/2006 | 09/2018 |
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Chesterfield | MO | 12/2022 | Present |
| Charles Schwab Bank | Chesterfield | MO | 07/2022 | Present |
1) Name: Webster Gardens Lutheran Church, Missions Team, Role: team member, Type: Board Service, Start Date: 03/13/2019, Investment Related?: No, Address: 8749 Watson Rd, Webster Groves, MO 63119, Number of Hours/Mo: 2, Duties: Assist in researching missions groups, help coach, schedule, market, communicate and support missions groups at/ through our church. Vote on allocation of funds in some instances as there is a missions budget though the church. Start date above is the first date I sat in on the Missions Team meeting, 3/13/2019. I would say I have audited the team meetings the majority of 2019. 2) Name: The Lutheran Church of Webster Gardens, Role: volunteer, Type: Other, Start Date: 02/18/2020, Investment Related?: No, Address: 8749 Watson Rd, Webster Groves, MO 63119, Number of Hours/Mo: 2, Duties: Local mission trip co-leader, Vacation Bible School and/or fixing/replacing a kids playground at a church. Raking leaves for neighbors and people in community, helping local kids in afterschool programs, landscaping, yard cleaning, set up and break down of various church events and funerals, general church out reach events, ect...
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-21 |
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