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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-04-10
MS RA APPROVED 2025-10-28
DE RA APPROVED 2025-10-27
NE RA APPROVED 2025-10-27
OK RA APPROVED 2025-10-27
RI RA APPROVED 2025-10-27
AL RA APPROVED 2025-10-24
NV RA APPROVED 2023-11-06
WA RA APPROVED 2023-11-02
VA RA APPROVED 2022-11-28
MN RA APPROVED 2022-01-27
  • AR RA
    APPROVED
    Since 2026-04-10
  • MS RA
    APPROVED
    Since 2025-10-28
  • DE RA
    APPROVED
    Since 2025-10-27
  • NE RA
    APPROVED
    Since 2025-10-27
  • OK RA
    APPROVED
    Since 2025-10-27
  • RI RA
    APPROVED
    Since 2025-10-27
  • AL RA
    APPROVED
    Since 2025-10-24
  • NV RA
    APPROVED
    Since 2023-11-06
  • WA RA
    APPROVED
    Since 2023-11-02
  • VA RA
    APPROVED
    Since 2022-11-28
  • MN RA
    APPROVED
    Since 2022-01-27

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Apple Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 10/2014 12/2019
American Enterprise Investment Services Inc. Minneapolis MN 12/2019 12/2021
Ameriprise Financial Services, Llc Minneapolis MN 12/2021 Present
  • 10/2014 → 12/2019
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 12/2019 → 12/2021
    American Enterprise Investment Services Inc.
    Minneapolis, MN
  • 12/2021 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

Name of Activity: Trustee on family trust; Date Activity Started/Modified/Ended: 2/21/2024; Type of Activity: Investment Real Estate; Role/Relationship: Trustee/ Fiduciary; Responsibilities: manage property maintenance and checkbook on family property.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Indoor Fins; Date Activity Started/Modified/Ended: 10/31/2024; Type of Activity: Retail Sales; Role/Relationship: Owner/ Proprietor; Responsibilities: Funding business purchase. Light remodeling and retail work. of fish/aquatic pet gear. on some nights/weekends. Other duties as needed.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Cults3d- ImportantTruck; Date Activity Started/Modified:2026-02-11; Address of Activity: 14259 Estates Ave, Apple Valley, MN 55124; Type of Activity: Retail Sales; Describe if any other Activity:; Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Relationship:; Responsibilities: Design Print and List 3d design files for download; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-20
  • S66 Uniform Combined State Law Examination
    2015-01-20

View on SEC IAPD

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