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Michael D Peterson

Ameriprise Financial Services, LLC

Minneapolis, MN

Apple Valley, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-04-08
MS RA APPROVED 2026-04-06
NE RA APPROVED 2026-04-06
OK RA APPROVED 2026-04-06
RI RA APPROVED 2026-04-02
AL RA APPROVED 2026-04-01
VA RA APPROVED 2026-01-22
DE RA APPROVED 2026-01-21
NV RA APPROVED 2023-10-31
WA RA APPROVED 2023-10-27
MN RA APPROVED 2015-01-20
  • AR RA
    APPROVED
    Since 2026-04-08
  • MS RA
    APPROVED
    Since 2026-04-06
  • NE RA
    APPROVED
    Since 2026-04-06
  • OK RA
    APPROVED
    Since 2026-04-06
  • RI RA
    APPROVED
    Since 2026-04-02
  • AL RA
    APPROVED
    Since 2026-04-01
  • VA RA
    APPROVED
    Since 2026-01-22
  • DE RA
    APPROVED
    Since 2026-01-21
  • NV RA
    APPROVED
    Since 2023-10-31
  • WA RA
    APPROVED
    Since 2023-10-27
  • MN RA
    APPROVED
    Since 2015-01-20

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Apple Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 10/2014 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-20
  • S66 Uniform Combined State Law Examination
    2015-01-20
Other Names
  • Mike D Peterson

View on SEC IAPD

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