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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-11-29 |
Branch Locations
5251 Dtc Parkway Suite 1045, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greenwood Village | CO | 05/2006 | Present |
| Western Wealth Management, Llc | Greenwood Village | CO | 11/2016 | Present |
1. 11/10/2006 - FORWARD FINANCIAL STRATEGIES - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - Forward Financial Strategies - DBA Only w/ entity. 2. 12/31/2007 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - THE PURPOSE IS PRIMARILY TO SHARE COMMISSIONS WITH OTHER LICENSED BROKERS FOR THE SALE OF INSURANCE PRODUCTS FOR WHICH I AM ALSO LICENSED AND HAVE CONTRIBUTED TO THE SALES EFFORT - 2% TIME SPENT. 3. 08/28/2015 - WESTERN WEALTH ADVISORS - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - I do not use the DBA to market services of any kind. However, I make reference to WWA on the Affiliations tab of my LPL approved website (www.ffstrategies.com) - OBA START 3/14/2013 - 0 HRS PER MONTH/0 HRS DURING TRADING. 4. 12/7/2016 - Western Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/28/2016 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC., an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/7/2016 - Western Wealth Management, LLC - DBA: Forward Financial Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/28/2016 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC., an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 7/7/2017 - Scenic Breck, LLC - Investment Related - Breckenridge, CO - Real Estate Rental - Started 05/31/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Vacation townhouse. 7. 8/23/2017 - Western Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/21/2017 - 0 Hours Per Month. 8. 3/25/2020 - B-Trust of the Turner Trust Agreement - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/09/2018 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-06 |
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