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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-05-16
  • CT RA
    APPROVED
    Since 2016-05-16

Branch Locations

800 Post Road 2Nd Floor, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Darien CT 04/2016 02/2021
Janney Montgomery Scott Llc Darien CT 02/2021 10/2024
Janney Montgomery Scott Llc Darien CT 10/2024 Present
Other Businesses

Darien YMCA, the business is not investment-related, Address: 2420 Post Road, Darien, CT 06820. Part time gymnastics coach as needed. Started work in April 2008. Approximately 8-10 hours per month of work, zero hours during securities trading hours. Coach gymnastics classes for kids age 5+

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-19
  • S66 Uniform Combined State Law Examination
    2016-02-19

View on SEC IAPD

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