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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-24 |
| FL | RA | APPROVED | 2024-02-12 |
Branch Locations
13720 Cypress Terrace Cir Ste 302, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winndixie | Fort Myers | FL | 09/2016 | 03/2017 |
| Publix | Fort Myers | FL | 06/2017 | 07/2018 |
| Student | Fort Myers | FL | 01/2009 | 05/2019 |
| Stir Crazy Restaurant | Estero | FL | 08/2018 | Present |
| Retirement Advisors, Inc | Fort Myers | FL | 05/2019 | 05/2024 |
| Cetera Advisors Llc | Denver | CO | 07/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
| Retirement Advisors, Inc. | Fort Myers | FL | 05/2024 | Present |
1. NAME OF OTHER BUSINESS: RETIREMENT ADVISORS, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 3. STIR CRAZY RESTAURANT, NOT INVESTMENT RELATED, 23106 FASHION DR, ESTERO, FL, 33928, RESTAURANT, STARTED 08/01/18, POSITION/TITLE/RELATIONSHIP: SERVER, APX 8 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SERVING IN A RESTAURANT 4. NAME OF OTHER BUSINESS: LEXINGTON INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: 10098 WINDY POINTE COURT FT MYERS, FL 33913; NATURE OF BUSINESS: PROPERTY MANAGEMENT; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: ASSISTANT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MISCELLANEIOUS DUTIES, PICKING UP TRASH AND TREE BRANCHES AS NEEDED AROUND PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-10 |
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