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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-24
FL RA APPROVED 2024-02-12
  • TX RA
    APPROVED_RES
    Since 2025-03-24
  • FL RA
    APPROVED
    Since 2024-02-12

Branch Locations

13720 Cypress Terrace Cir Ste 302, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winndixie Fort Myers FL 09/2016 03/2017
Publix Fort Myers FL 06/2017 07/2018
Student Fort Myers FL 01/2009 05/2019
Stir Crazy Restaurant Estero FL 08/2018 Present
Retirement Advisors, Inc Fort Myers FL 05/2019 05/2024
Cetera Advisors Llc Denver CO 07/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
Retirement Advisors, Inc. Fort Myers FL 05/2024 Present
  • 09/2016 → 03/2017
    Winndixie
    Fort Myers, FL
  • 06/2017 → 07/2018
    Publix
    Fort Myers, FL
  • 01/2009 → 05/2019
    Student
    Fort Myers, FL
  • 08/2018 → Present
    Stir Crazy Restaurant
    Estero, FL
  • 05/2019 → 05/2024
    Retirement Advisors, Inc
    Fort Myers, FL
  • 07/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2024 → Present
    Schaumburg, IL
  • 05/2024 → Present
    Retirement Advisors, Inc.
    Fort Myers, FL
Other Businesses

1. NAME OF OTHER BUSINESS: RETIREMENT ADVISORS, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 3. STIR CRAZY RESTAURANT, NOT INVESTMENT RELATED, 23106 FASHION DR, ESTERO, FL, 33928, RESTAURANT, STARTED 08/01/18, POSITION/TITLE/RELATIONSHIP: SERVER, APX 8 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SERVING IN A RESTAURANT 4. NAME OF OTHER BUSINESS: LEXINGTON INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: 10098 WINDY POINTE COURT FT MYERS, FL 33913; NATURE OF BUSINESS: PROPERTY MANAGEMENT; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: ASSISTANT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MISCELLANEIOUS DUTIES, PICKING UP TRASH AND TREE BRANCHES AS NEEDED AROUND PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-10
  • S66 Uniform Combined State Law Examination
    2020-11-10

View on SEC IAPD

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