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Nicole Lauren Angelo

Ubs Financial Services Inc.

Denver, CO

Castle Rock, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-12-08
  • CO RA
    APPROVED
    Since 2023-12-08

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Mt. Laurel NJ 10/2014 04/2017
Raymond James Financial Services, Inc Greenwood Village CO 11/2017 11/2023
Unemployment Englewood NJ 04/2017 11/2017
Evans Financial Group Greenwood Village CO 11/2017 11/2023
Angelo Management Group, Llc. Greenwood Village CO 01/2020 11/2023
Angelo Management Group Greenwood Village CO 01/2020 11/2023
Ubs Financial Services, Inc Denver CO 12/2023 Present
  • 10/2014 → 04/2017
    Morgan Stanley Smith Barney Llc
    Mt. Laurel, NJ
  • 11/2017 → 11/2023
    Raymond James Financial Services, Inc
    Greenwood Village, CO
  • 04/2017 → 11/2017
    Unemployment
    Englewood, NJ
  • 11/2017 → 11/2023
    Evans Financial Group
    Greenwood Village, CO
  • 01/2020 → 11/2023
    Angelo Management Group, Llc.
    Greenwood Village, CO
  • 01/2020 → 11/2023
    Angelo Management Group
    Greenwood Village, CO
  • 12/2023 → Present
    Ubs Financial Services, Inc
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-29
  • S66 Uniform Combined State Law Examination
    2015-01-29

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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