Emily Charlotte Provino

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Lucia Securities, Llc
  San Diego, CA
• 09/2020 → Present
  Lpl Financial, Llc
  San Diego, CA

Other Businesses

1.09/28/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Lucia Capital Group /; Investment Related; at Reported Business Location(s); Start Date 06/04/2020; 160hrs/mth; 8hrs during trading 2.01/04/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name LCG Financial Partners; Investment Related; at Reported Business Location(s); Start Date 01/03/2022; 80hrs/mth; 3hrs during trading 3.04/18/2023; Lucia Management Company; Other - Business Service Provider; Not Investment Related; at Reported Business Location(s); Start Date 05/13/2021; 30hrs/mth; 2hrs during trading 4.12/30/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Quotient Advisor Partners; Investment Related; at Reported Business Location(s); Start Date 12/22/2025; 15hrs/mth; 7hrs during trading 5.05/18/2026; The Club Amore; Business Owner; Not Investment Related; Encinitas,CA; Start Date 05/04/2026; 40hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-12
• S63 Uniform Securities Agent State Law Examination
  2015-02-04

Other Names

• Emily Charlotte Paup