Best Investors
Account
Sign in
Best Investors
Account
Sign in
1290 Broadway, Suite 1000, Denver, CO 80203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Fund Services, Inc | Denver | CO | 10/2014 | Present |
1. ALPS DISTRIBUTORS INC, INVESTMENT RELATED, 1290 BROADWAY SUITE 1000 DENVER CO 80203, BD, SENIOR SALES EXECUTIVE, 11/2017, 160 HRS/MON, 130 HRS/MON DURING TRADING, REPRESENTING AND ACTING ON THE BEHALF OF US COMMODITY FUND PRODUCTS. 2. ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR INC, INVESTMENT RELATED, 1290 BROADWAY SUITE 1000 DENVER CO 80203, BD, SENIOR SALES EXECUTIVE, 01/2015, 160 HRS/MON 130 HRS/MON DURING TRADING, REPRESENTING AND ACTING ON THE BEHALF OF US COMMODITY FUND PRODUCTS. 3. ALPS ADVISORS INC, INVESTMENT RELATED, 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, RIA, SENIOR SALES EXECUTIVE, 03/2023, 40 HRS/MON, 40 HRS/MON DURING TRADING, ADVERTISING ON CLIENT PORTFOLIOS AND MODELS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-08 |
Reach out to this advisor