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Christopher Francis Nelson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-27
MI RA APPROVED 2017-02-13
  • TX RA
    APPROVED
    Since 2017-02-27
  • MI RA
    APPROVED
    Since 2017-02-13

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 02/2017 Present
Msi Financial Services, Inc. Southfield MI 07/2016 02/2017
Previous Registrations
  • 2017-01-23 → 2017-02-06
    Msi Financial Services, Inc.
    Southfield, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-09
  • S66 Uniform Combined State Law Examination
    2016-11-09
Other Names
  • Christopher Nelson

View on SEC IAPD

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LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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