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Jason Thomas Underwood

Charles Schwab & Co., Inc.

Mission Viejo, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-02
  • CA RA
    APPROVED
    Since 2016-05-02

Branch Locations

27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Mission Viejo CA 10/2014 Present
Charles Schwab Bank, Ssb Mission Viejo CA 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-09
S63 Uniform Securities Agent State Law Examination 2015-02-27
  • S66 Uniform Combined State Law Examination
    2016-02-09
  • S63 Uniform Securities Agent State Law Examination
    2015-02-27

View on SEC IAPD

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EDWARD JONES · MISSION VIEJO, CA
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WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
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