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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-16 |
| HI | RA | APPROVED | 2020-07-15 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bakoh Investment Services, Inc. | Honolulu | HI | 01/2015 | 06/2018 |
| Unemployed | Honolulu | HI | 06/2018 | 09/2018 |
| Raymond James Financial Services | Honolulu | HI | 09/2018 | 02/2020 |
| First Hawaiian Bank | Honolulu | HI | 09/2018 | Present |
| Darlene Mikami | Honolulu | HI | 08/2019 | Present |
| Morgan Stanley Smith Barney Llc | Honolulu | HI | 02/2020 | Present |
*393988 - Darlene Mikami / Ian Mikami; Investment related - Yes; Honolulu, Hawaii; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 0; After business hours: 1; Rental Property *495108 - Estate ; Investment related - Yes; Honolulu, Hawaii; 04/2022; During business hours: 0; After business hours: 0 *494863- Estate; Investment related Yes; Mililani, Hawaii; Estate; Executor/Co-Executor; 04/2022; During business hours: 0; After business hours: 0; Estate Administration *505404 - Pono Investments LLC; Investment related: Yes; Honolulu, Hawaii; Real Estate; Members of LLC (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-25 |
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