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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-01-03
TX RA APPROVED 2019-01-03
  • MO RA
    APPROVED
    Since 2019-01-03
  • TX RA
    APPROVED
    Since 2019-01-03

Branch Locations

8027 Forsyth Blvd Suite 1010, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MO 09/2014 01/2019
Bank Of America, N.A. Chesterfield MO 02/2015 01/2019
Ubs Financial Services Inc St. Louis MO 01/2019 Present
Previous Registrations
Other Businesses

I*78764 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOCKEY LESSONS INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHESTERFIELD, MISSOURI 63005 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OTHER, ON-ICE INSTRUCTOR START DATE OF RELATIONSHIP: 6/9/2014 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACH LOCAL YOUTH ICE HOCKEY PLAYERS HOCKEY SKILLS IN THE SUMMER. VERY RARELY DURING THE SEASON BECAUSE THEY HAVE SCHOOL. I*113311 For profit or not for profit: Non-Profit Organization Name of outside business organization: St. Louis AAA Blues Investment related: N Address of business: Chesterfield, Missouri 63006 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 3/1/2018 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am a director on the board in charge of fundraising for the club. I help host a golf tournament and a dinner auction to support the longevity of the non-profit St. Louis AAA Blues / PO Box 195 Chesterfield,MO 63006 / Association (e.g. Trade or Industry, Sport)/ Sport & Leisure Facilities / coach youth hockey / Other / Assistant youth hockey coach / I coach and mentor young local hockey players / Start Date 8/11/2015 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-10
  • S66 Uniform Combined State Law Examination
    2014-12-10
Other Names
  • Sean Austin Muncy

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