Joseph John Laux

Current Employers

Employment History

• 09/2013 → 03/2024
  Silverhawk Asset Management, Llc
  Scottsdale, AZ
• 03/2003 → 01/2022
  Desserts On Me
  Scottsdale, AZ
• 03/2015 → 03/2017
  Sae-Pa, Llc
  Scottsdale, AZ
• 05/2023 → Present
  Cwm, Llc
  Omaha, NE
• 05/2023 → Present
  Silverhawk Private Wealth
  Scottsdale, AZ

Previous Registrations

• 2013-10-01 → 2024-03-19
  Silverhawk Asset Management, Llc
  Scottsdale, AZ
• 2011-06-03 → 2013-09-30
  Pioneer Advisors, Llc
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: Kaizen Solutions, LLC NATURE: Disregarded entity START: 11/01/2009 POSITION: Owner APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Manage LLC NAME OF BUSINESS: Silverhawk Enterprises LLC NATURE: Management Company START: 01/01/2022 POSITION: Managing Partner/CEO APPX. HRS/MONTH: 50 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 50 DUTIES: Operate company. provide vision and direction to the team. manage key personnel with respect to financials, sales, revenue, staff, advisors, and products. NAME OF BUSINESS: Deers and Beers, LLC NATURE: Disregarded entity START: 04/10/2019 POSITION: Manager APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Administrative NAME OF BUSINESS: Mullen, LLC NATURE: Disregarded entity START: 04/10/2019 POSITION: Manager APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Manage LLC NAME OF BUSINESS: Silver, LLC NATURE: Ownership entity for LionStreet shares START: 06/04/2021 POSITION: Member/Manager APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Filing requirements, manage legal entity NAME OF BUSINESS: JKLD Services, LLC NATURE: Disregarded entity for estate purposes START: 04/10/2019 POSITION: Manager APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Manage the LLC NAME OF BUSINESS: JKLD and Company, LP NATURE: Estate planning partnership START: 04/10/2019 POSITION: Manager APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Manage the entity NAME OF BUSINESS: JK Notes, LLC NATURE: Disregarded entity for estate purposes START: 04/10/2019 POSITION: Manager APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Manage entity NAME OF BUSINESS: JK Endeavors, LLC NATURE: Estate planning START: 04/10/2019 POSITION: Manager APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Manage LLC NAME OF BUSINESS: JKLD Investments, LLC NATURE: Disregarded entity for investment account START: 04/06/2026 POSITION: Member APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Manage the LLC NAME OF BUSINESS: Silverhawk Insurance Services NATURE: Insurance START: 04/17/2006 APPX. HRS/MONTH: 60 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 40 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-11
• S63 Uniform Securities Agent State Law Examination
  2006-08-30

Designations

Other Names

• Joe Laux