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1925 Century Park East Suite 1140, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-20 |
| TX | RA | APPROVED_RES | 2020-03-17 |
Branch Locations
319 E. Carrillo Suite 102, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argyle Capital Partners, Llc | Los Angeles | CA | 10/2019 | Present |
| D.A Davidson & Co. | Santa Barbara | CA | 10/2015 | 10/2019 |
1) SUSTAINABLE CHANGE ALLIANCE FOUNDATION; NON INVESTMENT RELATED; 922 STATE ST, SANTA BARBARA, CA 93101; NON-PROFIT; BOARD MEMBER; STARTING 05/17/2019; APPROX 4 HRS/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE ASSISTING WITH GOVERNANCE, VISION AND OVERSIGHT OF THE OUTREACH AND EDUCATIONAL PROGRAMS OF THE FOUNDATION. 2) ESG CAPITAL MANAGEMENT, INC.; NOT INVESTMENT RELATED; 319 E. CARRILLO STREET, SANTA BARARA, CA 93101; LIFE & DISABILITY INSURANCE SALES; AUTHORIZED AGENT/PRESIDENT/OWNER;12/10/2019; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ANALYSIS AND DELIVERY OF INSURANCE SOLUTIONS FOR INDIVIDUALS AND FAMILIES THAT ARE IN NEED OF DEFENSIVE STRATEGIES TO PREPARE FOR UNEXPECTED LIFE EVENTS. POLICIES ARE TAILORED TO MITIGATE AND SUBJUGATE UNFORESEEN RISK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-20 |
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