Best Investors Account Sign in

Jonathan M Swavely

Janney Montgomery Scott LLC

Allentown, PA

CRD 6401156

Claim This Profile
Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-03-31
TX RA APPROVED 2023-03-31
  • PA RA
    APPROVED
    Since 2023-03-31
  • TX RA
    APPROVED
    Since 2023-03-31

Branch Locations

1390 Ridgeview Drive Suite 101, Allentown, PA 18104-9066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allentown PA 09/2014 03/2023
Bank Of America N.A. Allentown PA 11/2014 03/2023
Janney Montgomery Scott Llc Allentown PA 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-12
  • S66 Uniform Combined State Law Examination
    2014-12-12
Designations
  • Certified Financial Planner
Other Names
  • Jonathan Matthew Swavely

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Allentown, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor