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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-19 |
| TX | RA | APPROVED | 2024-09-19 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1010 Grant Ave, Novato, CA 94945 • United States
1010 Grant Ave, Novato, CA 94945 • United States
894 Sir Francis Drake Blvd, San Anselmo, CA 94960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2014 | 02/2019 |
| Sorrento Pacific Financial, Llc | San Diego | CA | 02/2019 | 08/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 08/2022 | 09/2024 |
| Redwood Credit Union | Novato | CA | 09/2022 | Present |
| Lpl Financial Llc | Novato | CA | 09/2024 | Present |
1)08/16/2024-Redwood Wealth Management-DBA for LPL Business (entity for LPL business)-inv related-at reported business location(s)-start date 09/20/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-13 |
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