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Roth Alan Eric

Hero Investors, LLC

Cincinnati, OH

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Current Employers
Hero Investors, Llc

5887 Cornell Road Suite 5, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-10-10
  • OH RA
    APPROVED
    Since 2014-10-10

Branch Locations

5887 Cornell Road Suite 5, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hero Investors Llc Cincinnati OH 09/2014 Present
Roth Cpa & Associates Llc Cincinnati OH 07/2006 Present
  • 09/2014 → Present
    Hero Investors Llc
    Cincinnati, OH
  • 07/2006 → Present
    Roth Cpa & Associates Llc
    Cincinnati, OH
Other Businesses

ROTH CPA & ASSOCIATES, LLC - OWNER - PROVIDES TAX PREPARATION AND ACCOUNTING SERVICES - 40 HOURS A WEEK WITH MOST DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-04
  • S65 Uniform Investment Adviser Law Examination
    2014-08-04
Other Names
  • Roth Eric

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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