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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-25 |
| PA | RA | APPROVED | 2022-10-24 |
Branch Locations
4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Bethlehem | PA | 03/2014 | 09/2017 |
| Mutual Of Omaha Investor Services | Bethlehem | PA | 03/2014 | 09/2017 |
| Signator Investors, Inc | Allentown | PA | 09/2018 | 11/2018 |
| Royal Alliance Associates, Inc. | Bethlehem | PA | 11/2018 | 09/2022 |
| Massmutual Life Insurance Company | Allentown | PA | 03/2017 | Present |
| Mml Investors Services, Llc | Allentown | PA | 10/2022 | Present |
| Jones Financial | Bethlehem | PA | 01/2017 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-18 |
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