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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-06-10
TX RA APPROVED 2020-06-10
  • KS RA
    APPROVED
    Since 2020-06-10
  • TX RA
    APPROVED
    Since 2020-06-10

Branch Locations

2745 Coneflower Court, Lawrence, KS 66047 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2014 06/2020
Big Time Flops Lawrence KS 05/2013 11/2018
Small Time Liquor, Llc Lawrence KS 09/2006 04/2020
Big Time Properties, Llc Lawrence KS 09/2006 02/2025
Prime Capital Investment Advisors, Llc Overland Park KS 06/2020 Present
  • 09/2014 → 06/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2013 → 11/2018
    Big Time Flops
    Lawrence, KS
  • 09/2006 → 04/2020
    Small Time Liquor, Llc
    Lawrence, KS
  • 09/2006 → 02/2025
    Big Time Properties, Llc
    Lawrence, KS
  • 06/2020 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT, 2745 CONEFLOWER CT, LAWRENCE, KS, 2/2015 FOR VARIOUS INSURANCE COMPANIES. NON-INVESTMENT RELATED,20 HR/MONTHLY - 5 20 HR/MONTHLY TRADING. SALE AND SERVICE OF INSURANCE PRODUCTS 2)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 3) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,09/2023, 5 HRS./MO., 5 HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 4) Christian Walter serves as Treasurer on the Board of Trustees for Bishop Seabury Academy, a nonprofit, located at 4120 Clinton Parkway, Lawrence, KS 66047. Activities are limited to financial recordkeeping and reporting; no investment advice is provided to the organization. This is a volunteer, unpaid role, and Christian Walter spends approximately 2 hours per month, during nonbusiness and nontrading hours. Any future investment-related involvement will be fully disclosed and pre-approved per firm policy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-04
  • S66 Uniform Combined State Law Examination
    2014-12-04

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