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Stephen Dane Hardee

Equitable Advisors, LLC

Wellesley, MA

Wilmington, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-22
  • NC RA
    APPROVED
    Since 2026-01-22

Branch Locations

93 Worcester Street, Suite 103, Wellesley, MA 02481 • United States

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Boston MA 09/2014 08/2024
Baystate Financial Boston ME 04/2019 05/2019
Equitable Advisors, Llc New York NY 08/2024 Present
Eric Bertz Wellesley MA 08/2024 Present
  • 09/2014 → 08/2024
    Lincoln Financial Advisors Corporation
    Boston, MA
  • 04/2019 → 05/2019
    Baystate Financial
    Boston, ME
  • 08/2024 → Present
    Equitable Advisors, Llc
    New York, NY
  • 08/2024 → Present
    Eric Bertz
    Wellesley, MA
Previous Registrations
  • 2021-07-30 → 2024-08-20
    Osaic Fa, Inc.
    Boston, MA
    Wilmington, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-18
S66 Uniform Combined State Law Examination 2021-06-30
  • S65 Uniform Investment Adviser Law Examination
    2025-10-18
  • S66 Uniform Combined State Law Examination
    2021-06-30
Other Names
  • Dane Hardee

View on SEC IAPD

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Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
MORGAN STANLEY · Wellesley, MA
SLC MANAGEMENT · WELLESLEY HILLS, MA

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