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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-04 |
Branch Locations
60 Fire Island Ave Suite 101, Babylon, NY 11702 • United States
Coram, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Woodbury | NY | 01/2016 | 04/2018 |
| Park Avenue Securities Llc | Woodbury | NY | 03/2016 | 03/2018 |
| Pruco Securities, Llc. | Babylon | NY | 09/2018 | 11/2024 |
| Signet/Jared Galleria Jewelers | Lake Grove | NY | 11/2017 | Present |
| Lpl Enterprise, Llc | Babylon | NY | 11/2024 | 04/2025 |
| Massmutual Life Insurance Co | Babylon | NY | 04/2025 | Present |
| Mml Investors Services, Llc | Babylon | NY | 04/2025 | Present |
(1) Name: Lauren O'Connell Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 03/21/2025 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, & health. (2) Name: Signet/Jared Galleria Jewelers Inv Rel: N Add: 160 New Moriches Rd, Lake Grove, NY 11755 Nature: Retail Sales Position: Jewelry Specialist Start Date: 11/30/2017 No. Hr/Mo: 32 No. Hr/Mo During Sec Trading: 0 Duties: Sell jewelry.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-31 |
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