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Karl Warren Freeman

Wells Fargo Clearing Services, LLC

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-02
CA RA APPROVED 2015-01-01
  • TX RA
    APPROVED
    Since 2015-01-02
  • CA RA
    APPROVED
    Since 2015-01-01

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Diego CA 08/2008 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-29
  • S66 Uniform Combined State Law Examination
    2014-12-29

View on SEC IAPD

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