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7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-04-23 |
Branch Locations
80 S 8Th Street Suite 900, Minneapolis, MN 55402 • United States
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2014 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Saint Paul | MN | 04/2017 | 09/2020 |
| Capital Management Securities, Inc. | Minneapolis | MN | 04/2021 | Present |
| Unemployed | St Paul | MN | 10/2020 | 03/2021 |
| Capital Management Associates, Inc. | Minneapolis | MN | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-24 |
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