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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-06-29
  • WA RA
    APPROVED
    Since 2026-06-29

Branch Locations

17921 Bothell Everett Hwy Suite 106, Bothell, WA 98012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc. Horsham PA 08/2014 06/2018
Lion Street Financial, Llc Bellevue WA 06/2018 10/2019
Kms Financial Services, Inc. Seattle WA 01/2020 09/2020
Lpl Financial Seattle WA 09/2020 08/2022
Mutual Advisors, Llc. Omaha NE 08/2022 06/2026
Mutual Securities, Inc. Camarillo CA 08/2022 06/2026
Raymond James Financial Services Advisors, Inc. Bothell WA 06/2026 Present
Raymond James Financial Services, Inc. Bothell WA 06/2026 Present
Ross Financial Inc. Bothell WA 06/2026 Present
  • 08/2014 → 06/2018
    Hornor, Townsend & Kent, Inc.
    Horsham, PA
  • 06/2018 → 10/2019
    Lion Street Financial, Llc
    Bellevue, WA
  • 01/2020 → 09/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 09/2020 → 08/2022
    Lpl Financial
    Seattle, WA
  • 08/2022 → 06/2026
    Omaha, NE
  • 08/2022 → 06/2026
    Mutual Securities, Inc.
    Camarillo, CA
  • 06/2026 → Present
    Bothell, WA
  • 06/2026 → Present
    Raymond James Financial Services, Inc.
    Bothell, WA
  • 06/2026 → Present
    Ross Financial Inc.
    Bothell, WA
Previous Registrations
  • 2022-08-22 → 2026-06-10
    Mercer Island, WA
    Bothell, WA
    Omaha, NE
  • 2020-09-23 → 2022-08-29
    Mercer Island, WA
    Renton, WA
    Mercer Island, WA
  • 2020-01-31 → 2020-09-23
    Kms Financial Services, Inc.
    Mercer Island, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-26
  • S66 Uniform Combined State Law Examination
    2018-12-26
Designations

View on SEC IAPD

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