Joseph Mario Dixon

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  City Of New York
  New York, NY
• 04/2014 → Present
  Primerica Financial Services
  Nyc, NY
• 01/2015 → Present
  Pfs Investments Inc.
  Nyc, NY
• 01/2015 → 06/2017
  United States Coast Guard Reserve
  Staten Island, NY
• 04/2023 → Present
  Home Depot
  Staten Island, NY

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. AP Appearance, LLC., Not investment related, Staten Island, NY 10301, Administrator/Ownership, 12/2022 to Present, 30 hours committed per month (1 hour during securities trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-11
• S63 Uniform Securities Agent State Law Examination
  2015-06-19