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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc | St Paul | MN | 04/2014 | 08/2023 |
| Minnesota Life Insurance Company | St Paul | MN | 04/2014 | 08/2023 |
| Allied Wealth Partners | New York | NY | 04/2014 | Present |
| Hudson Valley Bank | Yonkers | NY | 01/1988 | 08/2021 |
| Thompson Pension Employee Plans | New York | NY | 09/1981 | 07/2018 |
| Cetera Wealth Services, Llc | New York | NY | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2014 ADDRESS: , New York NY , United States DESCRIPTION: Agent/Broker THOMPSON BENEFITS CONSULTANTS DBA POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2018 ADDRESS: , New York NY , United States DESCRIPTION: Agent/Broker
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-02-19 |
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